l What is a Core Firm? | SMCR Compliance

What is a Core Firm?

With six new Significant Management Functions (SMF) and five new prescribed responsibilities, initially you will see quite an upheaval to the established way your firm has being doing things.

Firms first priority will be to identify which staff members will fall into the new senior managers regime and also the certification regime. You must then create a new statement of responsibilities document for your SMFs, as well as consider what needs to be done to ‘map’ Significant Influence Functions onto the new SMFs. In addition to this you must then consider your new annual training obligations. Scroll down for our options for Core Firms.

Select one of our offerings below to find out more about what we can do for your firm

We have designed a range of products, which have been tailored to your specific needs as a Core Firm

SMCR e-Learning

SMCR Toolkits

Background Checks