An overview of SMCR from the firm’s perspective. It is of use to anyone within the firm to understand the new regulations.
Relevant for individuals that have been identified as being a senior manager under SMCR, including senior managers that are also performing a certification function. This course is inclusive of Conduct Rules.
This is for individuals that have been identified as performing a certification function but are not senior managers. This course is inclusive of Conduct Rules.
This is for staff that are subject to the conduct rules framework but are neither a senior manager nor performing a certification function
If you are unsure what category your firm is please contact us or use our helpful diagram from the FCA
Click on your type of firm below to learn more about our complete range of services which will ensure that you firm is SMCR compliant.
At Robert Quinn Consulting we use the Docebo Learning Management System (LMS) to deliver our training courses. Docebo is an award-winning, easy to use LMS, which not only ensures that the delivery of the training courses to your staff is seamless, but if you choose our premium training package, it also allows you to track who has taken, completed and passed their training, amongst other features.
As part of our premium training package, one member of your staff can become a ‘Power User’ administrator within the LMS. This means access to a dashboard where you will be able to see a summary of activity across your firm. From the dashboard you can also access the personal accounts of all your staff, meaning that you can check on their progress and individually allocate them training courses that you have purchased from us.
As an administrator you will be also able to use the report function within our LMS. This will enable you to download a full summary of the activity of the users within your firm, easily identifying who hasn’t completed their courses. You can also create your own custom report, if you need to provide data for board meetings, for example.
You can also use the LMS to send reminders to those employees who have not started or who have failed to complete training courses. Using the notification function you can send emails directly to your employees using your email address. The LMS will identify those members of staff who haven’t completed courses for you and ensure they all receive a reminder.